gfi securities limited

Mr. Merkel, Director, joined our Board on February 27, 2015. News Release View information sheets for this member. Technology GFI's award-winning electronic markets enable automated access to liquidity and more efficient trading. BGC/GFI agreed to resolve the case at an early stage and qualified for a 30% discount. GFI Securities LLC - Company Profile and News - Bloomberg Markets Contact information for GFI offices, companies and subsidiaries in over 22 countries across the globe. GFI offers competitive intermediary services in a variety of energy and commodity markets around the world, including electricity, natural gas, coal, freight derivatives and metals. GFI is a global leader in providing electronic markets for FX, credit, interest rate, and energy and commodity instruments. GFI is a major intermediary in global forward, NDF and currency option markets. We use some essential cookies to make our services work. GFI is a major intermediary in global forward, NDF and currency option markets. Over more than 25 years, GFI has expanded both organically and through acquisitions into a broad range of markets, including fixed income derivatives, cash fixed income, emerging market financial products, energy and commodity derivatives, and equities. From the policy debates to the political fights, today's top newsmakers make sure they sit down with Chris Wallace. From efficient, cost-effective faxing and archiving to email security and email anti-spam, GFI's products save you time and help you become and remain compliant. has received temporary registration approval from the Commodity Futures Trading Commission (CFTC) to become a multi-asset swap execution facility (SEF) under the CFTCs SEF rules issued pursuant to the Dodd-Frank Act. GFI Securities LLC provides financial and brokerage services. He served as an Independent Non-Executive Director of NDS Group Plc from January 2000 to August 2008. Bhagwant Singh - The University of Hull - United Kingdom | LinkedIn He serves as a Member of the Board of Advisors of Global Bay Mobile Technologies Inc. Mr. London - GFI Group RatesMatch offers leading technology for specialist execution services across a breadth of interest rate derivatives and US Treasury bond markets. PDF GFI Securities LLC - SEC.gov TODAY: CEO Howard Lutnick 9/11 Programming. GFI is a global leader in providing electronic markets for FX, credit, interest rate, and energy and commodity instruments. For further information, please contact: #compliancebgcuk@bgcpartners.com. In addition, Mr. Lutnick is Chairman of the supervisory board of the Electronic Liquidity Exchange, a fully electronic futures exchange. FCA fines three broker firms 4,775,200 for failures relating to the The FCA conducts its own surveillance for market abuse by consolidating data obtained from market participants to detect potential insider dealing and market manipulation. Mr. Moran has been a director of BGC since June 2013. GFIs CreditMatch enables users to access real-time and historical market information, choose from a wide range of trading strategies and execute orders and trades directly or with broker assistance. GFI has supported the Bob Woodruff Foundation and its ReMIND.org campaign as a leadership partner since 2007, giving employees and customers the opportunity to support the foundation in its efforts to make a difference in the lives of service members returning from war. He served as First Deputy Mayor of the City of New York from 1994 to 1996, under Mayor Giuliani. GFI (HK) SECURITIES LIMITED - Shareholders, Reports, Financials October 2, 2019 NEW YORK - Attorney General Letitia James announced today that brokerage firms BGC FINANCIAL LP ("BGC") and GFI SECURITIES LLC ("GFI") have agreed to pay penalties totaling $12.5 million dollars to the Attorney General's Office for their violations of the Martin Act. GFI is a global leader in providing a wide range of solutions for execution in both listed and OTC equities and equity derivatives, with connections to all major exchanges. GFI is proud to offer a fast-paced, entrepreneurial environment where employees have an opportunity to develop their own unique skills and contribute to the companys growth and success. News/Blog, Copyright 2023 GFI| Legal | Privacy Policy. He served as the Chairman of the New York City Public Initiatives Corporation. SEC.gov RatesMatch offers leading technology for specialist execution services across a breadth of interest rate derivatives and US Treasury bond markets. Notices for California Consumers Subject to the California Consumer Privacy Act, GFI Brokers (Chile) Agentes De Valores SpA, GFI International and Capital Markets Brokers (Pty) Ltd. L.P. ("Cantor"). Network fax server software for Exchange/SMTP/Lotus, Enterprise class messaging and collaboration solution, GFIGuard.com is a division of BlueAlly, an authorized GFI Partner. GFI Announces New Joint Venture in China. It focuses on strengthening transparency and investor protection across the MiFID II regime via wide reaching changes to market structure, investor protection, organisational structure, and pre and post trade reporting. Gold Fields Limited (Gold Fields or the Company) is a South African company and, in fiscal 2022, 13%, 32%, 44% and 11% of Gold Fields' operations, based on managed gold-equivalent production, were located in South Africa, Ghana (including the Asanko JV (as defined below)), Australia and Peru, respectively. You can change your cookie settings at any time. In addition, he is also an independent Member of the Board of Directors of BGC Derivative Markets, L.P., a subsidiary of BGC Partners, a leading global brokerage company servicing the financial and real estate markets and an independent director of Remate Lince, S.A.P.I. 2020, 19, 18. Bhagwant Singh Free Company Director Check Change of Trading Codes. Network solutions What is a GFI file? GFI Swaps Exchange LLC. BGC/GFI have since enhanced their systems and controls. Between July 2016 and January 2018, BGC/GFI had manual, automatic and communications surveillance processes that were deficient, and therefore, inadequate in properly addressing the risk of market abuse. EnergyMatch Europe combines market leading technology with GFIs deep pool of liquidity in both derivative and physical energy contracts. Any financial instruments issued by entities that are subject to sanctions imposed due to the Ukrainian conflict are not being admitted to trading on GFI Securities OTF (GFSO). Firewall, secure VPN, UTM. We'd also like to use analytics cookies so we can understand how you use our services and to make improvements. Our innovative trade execution systems provide connectivity and reliability, tailored to our clients choice of market, product, clearer and execution style. More information on GFI's SEF includingcontract specifications and Rulebook. Details for MIC code GFSO (GFI Securities LTD - OTF) The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited (together, BGC/GFI) 4,775,200 for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse. At the Union Bank of Switzerland (UBS), Mr. Additional data will also be captured at point of order, after receiving a client order, and for operators of trading venues. Powers has been a Director of ArcelorMittal USA Inc. since March 11, 2004. Bhagwant SINGH personal appointments - Find and update company GFI is a global leader in providing pricing, liquidity, trading technology and post-trade services for a wealth of fixed income cash and derivatives markets. <br><br . The Firm will suspend trading on all venues any financial instrument that is the subject of applicable sanctions imposed by any relevant global government organisation. Home :: GFI GFI Swaps Exchange LLC. Document has received temporary registration approval from the Commodity Futures Trading Commission (CFTC) to become a multi-asset swap execution facility (SEF) under the CFTCs SEF rules issued pursuant to the Dodd-Frank Act. BGC/GFI failed to properly implement the Market Abuse Regulation (MAR) trade surveillance . EC2A 2DQ . GFI Securities LTD - OTF Market category: Organised Trading Facility (OTFS) MIC: GFSO Country: GB - United Kingdom Operating MIC: GFIC City: London Acronym: --- Status: ACTIVE MIC code type: Market segment MIC Creation date: 10/2017 Last change: --- Last validation date: --- Expiry date: --- Web site: https://www.gfigroup.com Comment: In addition to the role of Chief Executive Officer, Mr. Heffron remains the Companys President, a position he has held since February 2004. GFIs CreditMatch enables users to access real-time and historical market information, choose from a wide range of trading strategies and execute orders and trades directly or with broker assistance. Gfi Securities Limited Jul 2012 - Present 11 years 1 month. Chief of Technical Department at IIA Ltda. Mr. Lynn, Director, joined our Board on February 27, 2015. W 143/09 AUT GFI Securities Limited | Rulebook GFI is a global leader in providing pricing, liquidity, trading technology and post-trade services for a wealth of fixed income cash and derivatives markets. Contact information for GFI offices, companies and subsidiaries in over 22 countries across the globe. W334/2014 GEN GFI Securities Limited | Rulebook LONDON, Dec 8 (Reuters) - Britain's Financial Conduct Authority said on Thursday it has fined inter-dealer brokers BGC Brokers LP, GFI Brokers Limited, and GFI Securities Limited 4.77. Founded in New York in 1987, GFI provides competitive wholesale market brokerage services in a multitude of global over-the-counter (OTC) and exchange listed cash and derivatives markets. For more information on LEIs, please visit; http://www.gleif.org/en/. Home - GFI Group Mr. Lutnick joined Cantor Fitzgerald, L.P. (Cantor) in 1983 and has served as President and Chief Executive Officer of Cantor since 1992 and as Chairman since 1996. GFI Communication. GFI File - What is a .gfi file and how do I open it? - FileInfo.com GFIs CreditMatch enables users to access real-time and historical market information, choose from a wide range of trading strategies and execute orders and trades directly or with broker assistance. GFI Securities LLC provides financial and brokerage services. Contact information for GFI offices, companies and subsidiaries in over 22 countries across the globe. Mr. Merkel has been Executive Managing Director, General Counsel and Secretary of Cantor since December 2000 and was Senior Vice President, General Counsel and Secretary of Cantor from May 1993 to December 2000. TODAY: CEO Howard Lutnick 9/11 Programming. GFI Securities Limited - Public Register | DIFC Mr. Heffron has extensive experience in the wholesale brokerage industry, with 26 years of experience at the Company. Articles 32 and 52 of MiFID II establish obligations on National Competent Authorities and trading venues relating to the suspension and removal (cancellation) of certain financial instruments from trading (and any subsequent restoration). Previously, Mr. Lynn had been President of the Purchaser since 2004 and served as Executive Managing Director of Cantor from 2002 to 2004. Sign up to hear about these and related communications. GFI SECURITIES LIMITED Company Profile - Dun & Bradstreet An independent intermediary in typically highly specialised markets, GFI can assist the buy and sell sides by providing them with hard-to-find, independent and comprehensive real-time and historical data. Bloomberg 0 The Financial Conduct Authority ( FCA ), UK's regulatory watchdog, has fined BGC Brokers LP and two GFI Group subsidiaries, GFI Brokers Limited and GFI Securities Limited, 4,775,200 due to ineffective detection of potential market abuse and failure to provide adequate control systems. See our dedicated section to help you stay up-to-date with financial services in the UK. 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Mr. Heffron is responsible for the general management of the Company and its business. Role . The FCA has received notification in relation to the instrument(s) in the table below and in accordance with sections 313CB/313CC of FSMA, the FCA requires action to be taken immediately with regard to trading on these instruments on all Regulated Markets, Multilateral Trading Facilities, Organised Trading Facilities and Systematic Internalisers in the UK. AG James Imposes $12.5 Million Penalty On Brokerage Firms For Martin Mr. Notices for California Consumers Subject to the California Consumer Privacy Act. address: 1 Snowden Street, London, EC2A 2DQ, GB Entity Overview Registration Authority Entity Legal Form Legal Form Code H0PO LEI Registration Entity Relationship Reporting Exceptions Office Location Entities in the same location Entities in the same postal code Entities in the same city Competitor Search similar legal entities Similar entities London . Secretary Appointed on 19 May 2015 DALE, George Eric Correspondence address 1 Snowden Street, London, EC2A 2DQ Role Active Director Date of birth June 1949 Appointed on 12 May 2021 Nationality. Mr. Heffron joined our Company in our New York office in 1988 as a broker of foreign currency options before moving to London to assist in the establishment of our London office. RatesMatch offers leading technology for specialist execution services across a breadth of interest rate derivatives and US Treasury bond markets. Snow is the Managing Member and Chief Investment Officer of Snow Fund One, LLC founded in October 2005. Partner Portal Global Subsidiaries of GFI Group Inc. Name of Subsidiary Jurisdiction More Information Understanding GFI Brokering Services - Click Here to Read More GFI Bloomberg Disclaimer - Click Here Mr. Lutnicks company, CF Group Management, Inc., is the managing general partner of Cantor. GFI will act as a broker dealer in a principal capacity on the International Order Book ("IOB") only. Additionally, BGC/GFIs systems for monitoring market abuse did not have proper coverage of all asset classes which are subject to MAR. #GivingTuesday 2021. Digital faxing. BGC Partners Completes Full Merger with GFI Group Snow, Director, joined our Board on February 27, 2015. Stay up-to-date with DIFC's response to Covid-19 Charity Day 2023 Applications are LIVE, May 10, 2022 Next accounts made up to 31 December 2022 de C.V., a BGC affiliate in Mexico. GFI Bloomberg DisclaimerClick Here, Annual Regulatory Disclosures Click Here fmx futures exchange holdings gp, llc: delaware: fmx futures exchange, l.p. delaware: fmx securities (singapore) pte limited: singapore: fmx services, llc GFIs OTF will not facilitate such reporting. GFI is a global leader in providing a wide range of solutions for execution in both listed and OTC equities and equity derivatives, with connections to all major exchanges.

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